The Politics of Taxation and Accountability

Western historical experience with taxation has beenadministrative reforms of the tax system;ii) ii) the
that a government's increased financial dependency ondemocratic accountability of the tax reforms was
tax revenues may generate governance benefits,analyzed by assessing whether the tax reforms
because it encourages the accountability of the statecreated closer links between governments and their
to its citizens. Explicit or implicit agreement about whocitizens; and iii) we also studied to what extent external
should pay tax, at what rates and for what purposesaccountability relations between governments and
was reached through bargaining between the ruler andinternational donors affected domestic accountability
the potential taxpayers. In contemporary OECDrelations.
countries issues of taxation remain central andIn this part of the research project I emphasized the
important - especially around elections.ongoing tax reforms in Albania, Bulgaria, Bosnia, and
In contrast, taxation is not high on the domestic politicalSerbia where reforms were introduced as part of the
agenda in Balkan countries. With the exception ofeconomic restructuring agreements with the
Greece, the politics of taxation are, in general, limited tointernational donor community.
involve a few specialized interest groups, and tend toThe research has found that generally, the tax
take place in non-public arenas. Small lobby groupsreforms have only to a limited extent succeeded in
pressure for exemptions, for rate reductions onwidening the tax net. Only formal business
imports, or bargain with officials or ministers about taxcorporations appear visibly affected by the central
liabilities.government tax reforms. However, our research
Local government taxation is, however, a majorsuggests that a voice and an organized response to
exception to this. Around election time, this form ofthe new revenue policies are developing within the
taxation is often high on the political agenda of bothbusiness communities in the specific countries. The fact
national and local politicians.that these issues are being treated through formal,
But, this politicization of local government taxes doespublic organizations, rather than through bribery and
not increase tax compliance among citizens. To thepublic deals may indicate the beginning of a link
contrary, it often undermines local government taxbetween economic elites and government in issues of
collection efforts. The main reason why issues ofrevenue generation.
taxation has not entered the political agenda in thoseMy research indicates that it is not easy to introduce
countries is that only a minority of citizens pay directdemocratic accountability through externally imposed
taxes to the state and the failure of revenue-raisingtax reforms. The tax reforms carried out in were to a
seems most acute in countries that receive largelarge extent formulated and imposed by the
amounts of aid. Partly as a result of this, donors areinternational donor community. To meet the targets set
increasingly directly involved in recipient country taxby the IMF and Ministry of Finance, the revenue
policy making and administration. Typically, donors pushauthorities in have focused on increasing collection and
for ambitious overall revenue targets. This may, incompliance from existing taxpayers rather than
some contexts, have significant but unintendedattempting the more complicated task of widening the
negative influences on (i) taxpayers' rights throughtax base. Attempts to meet externally set tax-to-GDP
coercive tax enforcement, and (ii) accountability bytargets may undermine democratic accountability if
empowering the bureaucracy at the expense oflegal processes and taxpayers' rights are set aside in
elected politicians.order to comply with external accountability demands.
As part of the research programme, I have analyzedThe semi-military operations to prevent smuggling and
the relationship between taxation and accountability intax evasion in Uganda illustrate this concern. Our
the context of tax reforms carried out in a numberfindings suggest that if coercion is accepted as an
Balkan countries. I focused on three interrelated issuesintegral part of tax collection it is unlikely that
affecting the relationship between taxation andstate-society relations can become more accountable
accountability:i) The internal accountability of the taxand democratic.
system was assessed with reference to